📚
Все вопросы
- One of the common irregularities noted by the Securities and Exchange Board of India during the inspection of a stock exchange was that it was dealing with unregistered subbrokers. Identify the related function of Securities and Exchange Board of India #181
- … is a market for lending & borrowing of short term funds. #182
- It acts like a bank and keeps securities in electronic form on behalf of the investor, #183
- It serves as an intermediary between the investor and the depository who is authorised to maintain the accounts of dematerialised shares. #184
- It is a number assigned to each transaction by the stock exchange and is printed on the contract note. #185
- Identify the correct sequence of steps to be followed in the trading procedure at Stock Exchange #186
- The mandatory detail that an investor has to provide to the broker at the time of opening a demand account is #187
- It is a legally enforceable document which is issued by a stock broker within 24 hours of the execution of a trade order. #188
- On this day, the exchange will deliver the share or make payment to the other broker, #189
- When is a trade confirmation slip issued to the investor? #190